1300 W. Washington Street

Phoenix, AZ 85007-2996



Main: (602) 542-4242

Email: [email protected]

Ask and Check
Before You Invest!


             Investor Resources
             Adults and Families


Basics of Saving and Investing

basics_of_S_and_I-COVERWhen saving, you use financial instruments to safeguard and accumulate funds for short term spending goals. Saving instruments typically earn interest, have minimal or no risk to principal, emphasize safety and liquidity, but are subject to inflation risk.

When investing, you use financial instruments to grow your money for long term goals such as retirement. Investing products allow you to gain a profit through interest, dividends, and/or increase in value, but your principal is at risk of loss. Each type of investment carries a certain level of risk. Understand how the investment works and if it's right for your age, investment objectives, and risk tolerance.

Before you even think about investing, it is recommended to maintain a "rainy day fund," an emergency fund with money that is liquid (easily accessible) and the principal is not at risk. Read more about getting started on the path to saving and investing.

Financial Empowerment for Women

Many women face money challenges during their lifetime— marriage, divorce, job loss, retirement, sending kids off to college, and other changes to their own or their family’s financial circumstances.  And generally speaking, a woman's longevity presents another challenge of not outliving her nest egg. Knowing how to prepare for these life transitions and challenges is important. 

According to the North American Securities Administrators Association (NASSA), common mistakes that people make in regards to their finanWoman_silhouette-blue-whiteces include:

-Not having open conversations about money with a loved one or an investment professional

-Getting into debt

-Not having a financial plan

-Not periodically reviewing their financial status and plan  

-Failing to verify license status of an investment promoter with a securities regulator

To help you begin to take control of your financial future, review this Financial Empowerment for Women information.  

For important tips for women about their retirement savings, read this handy resource by the U.S. Department of Labor.

A Reading Guide for Parents

Parent_Reading_Guide-Count_on_Pablo-Thumbnail-CFPBThis guide will help you teach your child money management skills while reading“Count on Pablo” by Barbara de Rubertis. It will do this by:

--Giving you things to think about before reading the book with your child. These can help you spot key points in the book or spark ideas to discuss later. with your child. 

--Helping you prepare for an enjoyable reading time with your child.

--Providing questions to talk about with your child.

--Suggesting activities that help your child put ideas and lessons into action.

The Story

Pablo is happy to go to the market with Grandma.  He counts the fruits and vegetables to sell at the market. Pablo also uses his problem-solving skills to help Grandma sell all the food at her booth.

How to Raise a Money-Smart Child:

 A Parents Guide

This resource discusses how to raise a child who is savvy about money; includes age-appropriate, family activity ideas. Important topics include:

How_to_raise_MoneySmart Child-Jumpstart 1           Ages 2 to 8                                                                  Ages 13 to 18

           -Allowances...or Work...or Both?                                -How to Reconcile Your Checking Account

           -Helping Kids Understand: Needs and Wants          -Credit for the First-time Borrower

           Ages 9 to 12                                                                -Build a Positive Credit History

           -Piggy Banks to Real Banks                                        -Next Generation: Insuring Your Future

           -How to Create a Budget                                             -Eight Ways to Finance College

           -What is a Mutual Fund?

Smart Saving for College: Better Buy Degreessmart_saving_for_college-FINRA

529 Plans and Other College Saving Options

This guide, published by FINRA (Financial Industry Regulatory Authority), discusses your options to saving and investing wisely for college. Some important topics include:

  • College Costs are Rising--Are You Keeping Pace?
  • Loans--Know the Cost
  • Education Benefits for Service members--Post 9/11 GI Bill
  • College Saving While Saving Taxes
  • Tips for Choosing College Savings Options

Youth Money Matter$

Kids, money does matter! Check out these online games and videos to learn important stuff about saving, investing and becoming a fraud fighter.

Fraud Scene Investigator 


Become an FSI and take the online challenge to uncover an investment scam with mastermind "Mr. X." You'll need Flash Player 10 or higher to play Fraud Scene Investigator


Print out this FSI board game, find some dice and compete against your friends to be the top fraud scene investigator!



Fraud-Fighting Ninja Cartoons

NASAA’s Fraud Ninja takes a brief look at common investment scams and how to avoid them. In this animated video series, the Ninja takes on schemes involving gold mining, oil and gas, real estate investing, get-rich-quick offerings and affinity fraud. Learn about the red flags of investment fraud to become a fraud-fighting ninja warrior. Hi-yah!

Going for the Goldninja_warrior_63229876

Timeshare King

Fraud Among Friends

Texas Tea Tycoon

Amateur Time


Initial Coin Offerings (ICOs) 

Are you interested in a virtual currency investment?  Get in the know about how Initial Coin Offerings (ICOs) work by watching a brief, animated video produced by the North American Securities Administrator's Association (NASAA). Also, be an informed investor by checking out the NASAA Advisory on IOCs

 Brain Teasers 


Challenge your noggin with Money Word Search and Money Word Scramble.Puzzle_piece-blue

Need help with the answers? Ask your teacher, parent, or send an email to: [email protected].

Financial Fitness for Life

Check out these FREE e-Books from the Council for Economic Education's Financial Fitness for Life® Parent Guides. With simple lessons and exercises, parents can use this guide to learn about personal finance.  Each subject area provides material for family discussion and an assortment of recommended activities that parents can do together with their kids to form financial habits to last a lifetime.


Kindergarten - Grade 5 Themes include: Earning, Spending, Saving, Credit & Money Management

Financial-Fitness_for_Life-Grades_6-12-ENG 1


Grade 6-12 Themes include:  Economic way of thinking, Earning Income, Money Management, Saving and Spending and Using Credit

Stay Connected

Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.

Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007


Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007


Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701