1300 W. Washington Street

Phoenix, AZ 85007-2996




Main: (602) 542-4242

Toll-Free Number in Arizona:
1-(866) 837-4399

Email: SecuritiesDiv@azcc.gov

Investor Complaints and Reporting

Investor Complaints

  • Complaint form for investors to report a problem with their investments, investment account, a financial professional or to report a financial fraud.
  • Information how to resolve a dispute with an investment professional through arbitration or mediation by visiting FINRA's website and/or reading FINRA's Investor Guide to Securities Industry Disputes. 

Reporting Financial Exploitation of a Vulnerable Adult

  • A reporting form for qualified individuals to report the financial exploitation of a vulnerable adult to the Securities Division and Adult Protective Services.

Stay Connected

Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances. Have questions about Notices and Agendas, click here for contact information.

Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007


Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007


Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701