1300 W. Washington Street

Phoenix, AZ 85007-2996

 

 

Main: (602) 542-4242

Email: [email protected]

Licensing & Registration Info

Dealers/Salesmen

  • Registration and renewal information and links to relevant statutes, rules, forms and exemption information.

Investment Advisers/Representatives

  • License, notice filing and renewal information and links to relevant statutes, rules, forms and exemption information.

Fingerprint Card Packet

  • Fingerprint packet including submission cover sheet, instructions and verification form.

Securities Info

Raising Capital Overview

  • Overview of registration requirements and exemptions commonly used by issuers offering securities for purposes of raising capital in Arizona.

Registration

  • Registration by qualification, CER, ULOR/SCOR, Regional Review.

Exemptions

  • Registration exemptions and covered securities filing requirements.

Mutual Funds

  • Filing and fee requirements.

Electronic Form D Filing

  • Online form for submitting Regulation D, Rule 506 initial and amendment filings.
  • Paper filings can still be submitted to the Arizona Corporation Commission - Securities Division at: 1300 W. Washington St., Phoenix, AZ 85007.

Fees Info

Fees

  • Fees required for certain filings in Arizona.

 

Stay Connected


Check here to sign up for Consumer Alerts from the Corporation Division. To receive alerts for your business register at eCorp.azcc.gov.Please call 602-542-3026 with questions for the Corporations Division.

Check here to sign up for Notices and Agendas for Commission Meetings, Hearings and Appearances.Please call 602-542-3931 with any questions.

Check here to receive the latest Commission News Releases and information. Please call 602-542-0728 with any questions.

Arizona Corporation Commission

1200 W. Washington Street

Phoenix, AZ 85007

 

Corporations Division

1300 W. Washington Street

Phoenix, AZ 85007

 

Tucson Office (Walk-ins only)

400 W. Congress Street

Tucson, AZ 85701