Feb 2, 2022

Corporation Commission Partners with CFTC and 26 State Securities Regulators to Stop $68 Million Precious Metals Scheme that Targeted the Elderly

Jan 13, 2022

Commission Orders Payment of $774,158 in Restitution for Investors from Sellers of Nationwide Ponzi Scheme

Jan 13, 2022

Commission Penalizes Sellers of Unlawful Multimillion-Dollar Investment in Social Media Business

Jan 13, 2022

Commission Revokes Licenses of Investment Adviser and its Representative for Non-Compliance, Levies Penalty

Jan 13, 2022

Commission Sanctions Serial Securities Violator of Investment in Real Estate and Luxury Auto Rentals, Orders $733,606 in Restitution for Investors

Jan 10, 2022

Corporation Commission Announces Top Investor Threats for 2022

Dec 22, 2021

Commission Orders Halt to Real Estate Investment Scheme

Dec 13, 2021

Join us for “The End-of-Year Financial Checklist” Virtual Event

Oct 27, 2021

Commission Sanctions Former Securities Salesman for Unlawful Securities Sales

Oct 27, 2021

Commission Finds Phoenix Man Sold Unregistered Cryptocurrency Investment

Oct 15, 2021

Arizona Corporation Commission is First U.S. Securities Regulator to Launch Investor Education Website Entirely in Spanish

Sep 28, 2021

Investor Alert: The Gamification of DIY Smartphone Investing Apps

Sep 9, 2021

Commission Sanctions Paint Company Owner for Offering Unlawful Investment

Sep 9, 2021

Commission Finds Phoenix Man Defrauded Investors with a Sports Betting Fund

Aug 19, 2021

Commission Orders Self-Proclaimed Drug Inventor-Entrepreneur to Repay Investors

Aug 19, 2021

Commission Finds Investment Advisory Firm Committed Fraud

Jul 13, 2021

Commission Finds Former Securities Salesman Defrauded Investors

Jul 12, 2021

Commission Finds Tucson Solar Installation Company Owner Defrauded Foreign Investors

Jun 9, 2021

Commission Orders Halt to Affinity Fraud Scheme and $4.5 Million in Restitution for Investors

May 6, 2021

Commission Orders Halt to Million-Dollar Promissory Note Scheme and Restitution for Investors